Compliance & Operational Readiness
Know which evidence is ready and who owns the gaps.
Audit and exam readiness support helps your team prepare evidence, strengthen control documentation and address gaps ahead of a review. We organize the requests and follow-up so preparation becomes manageable alongside the work of running your business.
Discuss this serviceExplore the scopeExplore Strategy & Business OperationsEvidence status and unresolved decisions stay visible through the handoff.
Open gaps remain assigned to the person responsible for the decision.
Audit & Exam Readiness works in the physical layer. Strata Modus raises the information floor, from the physical layer to the digital surface.
Where buyers search, ask AI and decide who to call: your website, Google, AI answers and campaigns.
Marketing & AdvertisingWeb Design, Development & CROHow an inquiry reaches a person: AI voice, missed-call text back, intake, CRM and follow-up.
AI & Business AutomationThe systems the work runs on: strategy, software, technology and the integrations between them.
Strategy & Fractional LeadershipCustom Software & IntegrationsTechnology ConsultingThe work itself: crews, jobs, records, compliance and the numbers behind them.
Compliance & Operational ReadinessBookkeeping & PayrollThe expertise behind the work
Control execution and organized evidence help teams prepare for a review without rebuilding the record at the last minute.
Control execution & audit readiness
Director of Compliance & Automation Controls
Allana works in First Line control execution at J.P. Morgan Chase, partnering with control managers to address gaps ahead of audits. Her experience also includes public-sector policy, procedure and funding-compliance reviews.
Explore Allana’s experienceThe business opportunity
Evidence may sit across shared folders, email and separate owner checklists. When a request arrives, the team needs to know which source is current, who can confirm it and what still needs follow-up.
Spend less time hunting for records and repeating status requests. Your team gets a clear preparation plan, organized evidence and assigned actions to address gaps before the reviewer needs an answer.
Start with our infrastructure. Strengthen the assets in your business.
Your procedures, readiness records and team documentation.
Shared Strata networks remain Strata-owned. Your commissioned assets and access are documented in the scope.
The engagement
A defined scope gives your team a clear picture of the work and what it needs to operate.
Organize requested items, source locations, owners, due dates and completion status.
Connect documented controls to the people who perform, approve or review them.
Record known gaps, supporting information, assigned actions and management decisions.
Prepare the agreed records, open questions and status notes for the appointed auditor, examiner or adviser.
From first conversation to working system
Use the request list, timeline and responsible reviewer to define the preparation work.
Map current records, access needs and owners for each requested item.
Track missing evidence and route judgments or remediation choices to management.
Organize completed items, exceptions and open questions for the appointed reviewer.
Before we begin
We’ll refine the details around your business in the first conversation.
We organize evidence, document control responsibilities and coordinate preparation. The appointed auditor or examiner performs the independent review and determines its conclusions.
Yes. We use the request list and timeline you provide to organize sources, owners, status and open questions.
Management and the appointed auditor, examiner or qualified adviser make those judgments. We document the available evidence and route decisions to the responsible people.
After consultation, the proposal identifies the review period, request volume, systems, evidence owners, deadlines and any ongoing support.
This work is scoped separately after consultation. Your proposal defines implementation, responsibilities and any ongoing support.
Read the pricing and scope termsDiscuss the work for your businessStart with your business
Tell us what needs to improve and what you use today. We can help plan the change, build the solution and provide ongoing support, with responsibilities and pricing agreed in your proposal.
